13F filer · CIK 1344551 ↗
Assetmark, Inc
You are looking at Q4 2016. See the latest, Q3 2026 →
Reported value
$6.81B
+3.5% on the quarter before
Positions
1,403
231 new · 85 sold out
Top 10
27.4%
of the value
Est. gain
−$16.0M
on stocks held all quarter
Est. return
−0.3%
on those stocks since Q3 2016
Positions as of Dec 31, 2016, from Assetmark, Inc's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 46% of the reported value, each sized by its share, colored by what the fund did with it since Q3 2016. Striped tiles are options.
Largest buys
Since Q3 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Ishares Tr 0-5yr Hi Yl Cp~$107.7MAdded · 0.1% → 1.7%+2,274,152 shares
- Fidelity Ltd Trm Bd ETF~$93.5MAdded · 0.0% → 1.4%+1,870,798 shares
- Ishares Tr Global Tech ETF~$90.2MNew · 0.0% → 1.3%+820,808 shares
- Ishares Tr Rus 1000 ETF~$88.6MAdded · 0.0% → 1.3%+711,626 shares
- Ishares Tr Iboxx Hi Yd ETF~$72.1MAdded · 2.5% → 3.5%+833,499 shares
- Ishares Msci Brz Cap ETF~$56.7MAdded · 0.0% → 0.8%+1,700,111 shares
- Ishares U S ETF Tr It Rt Hdg Hgyl~$48.3MNew · 0.0% → 0.7%+538,693 shares
- Powershares Qqq Trust Unit Ser 1~$37.3MAdded · 0.0% → 0.6%+315,149 shares
- Ishares Msci Japn Smcetf~$37.3MNew · 0.0% → 0.5%+605,829 shares
- SPDR S&P 500 ETF Tr Tr Unit~$34.4MAdded · 3.6% → 4.1%+154,028 shares
Largest sells
Since Q3 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Ishares Tr Fltg Rate Bd ETF~$119.8MCut · 3.2% → 1.3%−2,362,296 shares
- Ishares Tr U.S. Inds ETF~$98.4MCut · 1.5% → 0.0%−836,412 shares
- Ishares Tr U.S. Finls ETF~$94.9MSold out · 1.4% → 0.0%−1,054,071 shares
- Ishares Tr Glob Hlthcre ETF~$94.6MCut · 1.4% → 0.0%−945,516 shares
- Ishares Tr U.S. Pfd Stk ETF~$49.2MCut · 1.3% → 0.4%−1,321,957 shares
- Ishares Tr Cohen&Steer Reit~$46.1MCut · 0.9% → 0.0%−537,420 shares
- Ishares Tr 0-5yr Invt Gr Cp~$42.7MCut · 0.7% → 0.0%−852,573 shares
- Ishares Tr Gov/Cred Bd ETF~$40.3MSold out · 0.6% → 0.0%−343,783 shares
- Ishares Tr Us Hlthcare ETF~$40.0MCut · 1.5% → 0.8%−277,397 shares
- Ishares Silver Trust Ishares~$32.5MCut · 0.6% → 0.0%−2,149,491 shares
Holdings
As of Dec 31, 2016. Changes are in shares against Sep 30, 2016, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Vanguard Index Fds S&P 500 ETF ShsETF · shares +3.2% · price +3.4% | 4.9% | $333.7M | +$10.5M | ||||||||
| SPDR S&P 500 ETF Tr Tr UnitETF · shares +14% · price +3.3% | 4.1% | $277.4M | +$7.9M | ||||||||
| Ishares Tr Iboxx Hi Yd ETFETF · shares +44% · price −0.8% | 3.5% | $235.7M | −$1.3M | ||||||||
| SPDR Series Trust Bloomberg BrclysETF · shares +15% · price −0.7% | 2.9% | $196.3M | −$1.3M | ||||||||
| Vanguard Index Fds Value ETFETF · shares +3.0% · price +6.9% | 2.7% | $181.7M | +$11.4M | ||||||||
| Ishares Tr Interm Cr Bd ETFETF · shares +5.3% · price −2.8% | 2.6% | $178.7M | −$5.0M | ||||||||
| Ishares Tr Core Msci EafeETF · shares +20% · price −2.7% | 1.7% | $117.2M | −$2.7M | ||||||||
| Ishares Tr 1-3 Yr Tr Bd ETFETF · shares +12% · price −0.7% | 1.7% | $115.0M | −$717,617 | ||||||||
| Ishares Tr 0-5yr Hi Yl CpETF · shares +1,721% · price +0.1% | 1.7% | $113.9M | +$7,565 | ||||||||
| Vanguard Index Fds Growth ETFETF · shares +12% · price −0.7% | 1.7% | $112.9M | −$732,999 | ||||||||
| Ishares Inc Core Msci EmktETF · shares +22% · price −6.9% | 1.5% | $103.9M | −$6.3M | ||||||||
| Vanguard Tax Managed Intl Fd Ftse Dev Mkt ETFETF · shares +21% · price −2.3% | 1.5% | $99.6M | −$1.9M | ||||||||
| Ishares Tr Rus Mdcp Val ETFETF · shares −9.5% · price +4.8% | 1.4% | $95.4M | +$4.3M | ||||||||
| Ishares Tr Phlx Semicnd ETFETF · shares +45% · price +8.6% | 1.4% | $94.3M | +$5.1M | ||||||||
| Fidelity Ltd Trm Bd ETFETF · shares +4,923,153% · price −5.1% | 1.4% | $93.5M | −$101.58 | ||||||||
| Vanguard World Fd Mega Cap Val ETFETF · shares −0.5% · price +7.1% | 1.3% | $91.3M | +$6.0M | ||||||||
| Ishares Tr Rus 1000 ETFETF · shares +4,511% · price +3.3% | 1.3% | $90.5M | +$62,615 | ||||||||
| Ishares Tr Rus 1000 Grw ETFETF · shares +56% · price +0.7% | 1.3% | $90.4M | +$402,688 | ||||||||
| Ishares Tr Global Tech ETFETF · shares New | 1.3% | $90.2M | — | ||||||||
| Ishares Tr U.S. Cnsm Sv ETFETF · shares −11% · price +2.7% | 1.3% | $89.5M | +$2.3M | ||||||||
| Ishares Tr Fltg Rate Bd ETFETF · shares −58% · price −0.0% | 1.3% | $87.7M | −$35,034 | ||||||||
| Vanguard World Fd Mega Grwth IndETF · shares +1.1% · price −0.4% | 1.3% | $86.8M | −$365,123 | ||||||||
| SPDR Series Trust Blombrg Brc AgrtETF · shares +2.7% · price −3.9% | 1.3% | $85.9M | −$3.4M | ||||||||
| SPDR Series Trust Dj Reit ETFETF · shares −13% · price −4.1% | 1.1% | $76.3M | −$3.3M | ||||||||
| Ishares Tr 20 Yr Tr Bd ETFETF · shares −10% · price −13.4% | 1.1% | $76.1M | −$11.7M | ||||||||
| Total · 1,403 positions | 100% | $6.81B | −$16.0M |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q3 2016 to Q4 2016: 1,096 stocks held throughout, down $16.0M (−0.3%).
- Vanguard Index Fds Value ETF+$11.4M+7%
- Vanguard Index Fds S&P 500 ETF Shs+$10.5M+3%
- SPDR S&P 500 ETF Tr Tr Unit+$7.9M+3%
- Jpmorgan Chase & Co Com+$6.5M+30%
- Vanguard World Fd Mega Cap Val ETF+$6.0M+7%
- SPDR Index Shs Fds S&P China ETF−$4.8M−10%
- Ishares Tr Interm Cr Bd ETF−$5.0M−3%
- Ishares Inc Core Msci Emkt−$6.3M−7%
- SPDR Index Shs Fds Dj Intl Rl ETF−$8.1M−13%
- Ishares Tr 20 Yr Tr Bd ETF−$11.7M−13%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 4 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q3 2026 | Oct 21, 2026 | $59.48B+2% | SEC ↗ |
| Q2 2026 | Jul 30, 2026 | $58.17B+19% | SEC ↗ |
| Q1 2026 | May 6, 2026 | $49.04B+0% | SEC ↗ |
| Q4 2025 | Jan 23, 2026 | $49.04B+5% | SEC ↗ |
| Q3 2025 | Nov 6, 2025 | $46.65B+10% | SEC ↗ |
| Q2 2025 | Aug 4, 2025 | $42.36B+16% | SEC ↗ |
| Q1 2025 | May 6, 2025 | $36.41B−1% | SEC ↗ |
| Q4 2024 | Feb 6, 2025 | $36.81B+5% | SEC ↗ |
| Q3 2024 | Nov 1, 2024 | $34.92B+8% | SEC ↗ |
| Q2 2024 | Aug 13, 2024 | $32.33B+5% | SEC ↗ |
| Q1 2024 | May 7, 2024 | $30.76B+11% | SEC ↗ |
| Q4 2023 | Feb 9, 2024 | $27.67B+11% | SEC ↗ |
| Q3 2023 | Oct 27, 2023 | $25.01B−2% | SEC ↗ |
| Q2 2023 | Aug 11, 2023 | $25.49B+5% | SEC ↗ |
| Q1 2023 | May 5, 2023 | $24.19B+5% | SEC ↗ |
| Q4 2022 | Feb 10, 2023 | $23.07B+8% | SEC ↗ |
| Q3 2022 | Nov 1, 2022 | $21.39B−4% | SEC ↗ |
| Q2 2022 | Aug 3, 2022 | $22.31B−7% | SEC ↗ |
| Q1 2022 | May 13, 2022 | $23.89B−2% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $24.34B+9% | SEC ↗ |
| Q3 2021 | Nov 12, 2021 | $22.32B+4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $21.56B+11% | SEC ↗ |
| Q1 2021 | May 14, 2021 | $19.39B+8% | SEC ↗ |
| Q4 2020 | Feb 10, 2021 | $17.95B+16% | SEC ↗ |
| Q3 2020 | Nov 13, 2020 | $15.50B+11% | SEC ↗ |
| Q2 2020 | Aug 11, 2020 | $13.98B+18% | SEC ↗ |
| Q1 2020 | May 12, 2020 | $11.81B−10% | SEC ↗ |
| Q4 2019 | Feb 11, 2020 | $13.16B+10% | SEC ↗ |
| Q3 2019 | Nov 13, 2019 | $11.95B−3% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $12.27B+11% | SEC ↗ |
| Q1 2019 | May 14, 2019 | $11.07B+7% | SEC ↗ |
| Q4 2018 | Feb 13, 2019 | $10.36B−6% | SEC ↗ |
| Q3 2018 | Nov 13, 2018 | $11.00B+8% | SEC ↗ |
| Q2 2018 | Aug 1, 2018 | $10.18B+5% | SEC ↗ |
| Q1 2018 | May 16, 2018 | $9.66B−0% | SEC ↗ |
| Q4 2017 | Feb 13, 2018 | $9.70B+10% | SEC ↗ |
| Q3 2017 | Nov 8, 2017 | $8.79B+11% | SEC ↗ |
| Q2 2017 | Aug 15, 2017 | $7.95B+4% | SEC ↗ |
| Q1 2017 | Sep 15, 2017 (amended) | $7.61B+12% | SEC ↗ |
| Q4 2016 | Sep 15, 2017 (amended) | $6.81B+4% | SEC ↗ |
| Q3 2016 | Sep 15, 2017 (amended) | $6.58B+11% | SEC ↗ |
| Q2 2016 | Sep 15, 2017 (amended) | $5.95B+4% | SEC ↗ |
| Q1 2016 | Sep 15, 2017 (amended) | $5.73B | SEC ↗ |