13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q3 2016. See the latest, Q2 2026 →
Reported value
$56.68B
+4.5% on the quarter before
Positions
3,342
473 new · 450 sold out
Top 10
10.3%
of the value
Est. gain
+$1.82B
on stocks held all quarter
Est. return
+5.9%
on those stocks since Q2 2016
Positions as of Sep 30, 2016, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 19% of the reported value, each sized by its share, colored by what the fund did with it since Q2 2016. Striped tiles are options.
Largest buys
Since Q2 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Apple~$483.8MAdded · 0.4% → 1.3%+4,279,844 shares
- Walt Disney Company (The)~$398.0MAdded · 0.0% → 0.7%+4,285,524 shares
- Bristol Myers Squibb Co~$324.4MAdded · 0.2% → 0.7%+6,016,104 shares
- General Electric Co~$186.6MAdded · 0.1% → 0.4%+6,300,719 shares
- Dell Technologies Inc~$185.2MNew · 0.0% → 0.3%+3,875,192 shares
- Alphabet~$172.6MAdded · 0.2% → 0.5%+214,709 shares
- Alphabet~$167.8MAdded · 0.3% → 0.6%+215,888 shares
- United Technologies Corp~$159.1MAdded · 0.3% → 0.6%+1,565,569 shares
- Linkedin Corp~$146.9MAdded · 0.3% → 0.6%+768,637 shares
- Cvs Health Corp~$135.5MAdded · 1.0% → 1.1%+1,523,053 shares
Largest sells
Since Q2 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Meta~$386.4MCut · 1.0% → 0.3%−3,012,477 shares
- PayPal~$308.0MCut · 0.7% → 0.2%−7,518,270 shares
- E M C Corp Mass~$277.6MSold out · 0.5% → 0.0%−10,215,930 shares
- Charter Communications Inc N~$226.4MCut · 0.4% → 0.0%−838,512 shares
- Bank Amer Corp~$216.9MCut · 0.5% → 0.2%−13,856,219 shares
- Amgen Inc~$214.5MCut · 0.5% → 0.1%−1,285,912 shares
- Nike Inc~$211.8MCut · 0.6% → 0.2%−4,021,893 shares
- Time Warner Inc~$183.7MCut · 0.7% → 0.4%−2,307,915 shares
- General Dynamics Corp~$180.2MCut · 0.4% → 0.1%−1,161,186 shares
- Intel~$171.2MCut · 0.3% → 0.1%−4,535,169 shares
Holdings
As of Sep 30, 2016. Changes are in shares against Jun 30, 2016, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| AmazonCOM · shares −8.9% · price +17.0% | 1.6% | $905.0M | +$131.5M | ||||||||
| AppleCOM · shares +178% · price +18.3% | 1.3% | $755.6M | +$41.9M | ||||||||
| Cvs Health CorpCOM · shares +28% · price −7.1% | 1.1% | $616.8M | −$36.5M | ||||||||
| Priceline Grp IncPUTCOM NEW · shares −2.5% | 1.0% | $567.8M | — | ||||||||
| Mcdonalds CorpCOM · shares +12% · price −4.1% | 0.96% | $545.9M | −$21.0M | ||||||||
| James Riv Group LtdCOM · shares 0% · price +6.6% | 0.90% | $508.5M | +$31.5M | ||||||||
| Biogen IncCOM · shares −0.3% · price +29.4% | 0.89% | $504.4M | +$114.7M | ||||||||
| Visa Inc.COM CL A · shares +35% · price +11.5% | 0.89% | $502.8M | +$38.4M | ||||||||
| Wal-Mart Stores IncCOM · shares +3.7% · price −1.2% | 0.88% | $497.6M | −$6.0M | ||||||||
| Humana IncCOM · shares +16% · price −1.7% | 0.76% | $432.5M | −$6.3M | ||||||||
| Walt Disney Company (The)COM DISNEY · shares +2,569% · price −5.1% | 0.73% | $413.4M | −$827,347 | ||||||||
| Bristol Myers Squibb CoCOM · shares +474% · price −26.7% | 0.69% | $392.8M | −$24.9M | ||||||||
| Vmware IncCL A COM · shares +4.7% · price +28.2% | 0.63% | $358.4M | +$75.3M | ||||||||
| Priceline Grp IncCALLCOM NEW · shares −10% | 0.62% | $352.3M | — | ||||||||
| Yahoo IncCOM · shares +16% · price +14.7% | 0.62% | $352.0M | +$39.1M | ||||||||
| Applied MaterialsCOM · shares −15% · price +25.8% | 0.59% | $335.7M | +$68.8M | ||||||||
| Berkshire Hathaway Inc DelCL B NEW · shares −11% · price −0.2% | 0.59% | $335.6M | −$743,270 | ||||||||
| United Technologies CorpCOM · shares +96% · price −0.9% | 0.57% | $325.3M | −$1.6M | ||||||||
| Linkedin CorpCOM CL A · shares +84% · price +1.0% | 0.57% | $322.6M | +$1.7M | ||||||||
| AlphabetCAP STK CL C · shares +109% · price +12.3% | 0.57% | $321.2M | +$16.8M | ||||||||
| Wells Fargo & Co NewCOM · shares +28% · price −6.4% | 0.52% | $293.2M | −$15.8M | ||||||||
| AlphabetCAP STK CL A · shares +146% · price +14.3% | 0.51% | $290.7M | +$14.8M | ||||||||
| Verisign IncCOM · shares +7.4% · price −9.5% | 0.50% | $283.8M | −$27.8M | ||||||||
| Express Scripts Hldg CoCOM · shares +93% · price −7.0% | 0.49% | $278.8M | −$10.8M | ||||||||
| Home Depot IncCOM · shares −20% · price +0.8% | 0.45% | $257.1M | +$2.0M | ||||||||
| Total · 3,342 positions | 100% | $56.68B | +$1.82B |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q2 2016 to Q3 2016: 2,131 stocks held throughout, up $1.82B (+5.9%).
- Amazon+$131.5M+17%
- Biogen Inc+$114.7M+29%
- Vmware Inc+$75.3M+28%
- Applied Materials+$68.8M+26%
- Apple+$41.9M+18%
- Twenty First Centy Fox Inc−$21.6M−10%
- Myriad Genetics Inc−$22.3M−33%
- Bristol Myers Squibb Co−$24.9M−27%
- Verisign Inc−$27.8M−10%
- Cvs Health Corp−$36.5M−7%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 9 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |