13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q1 2017. See the latest, Q2 2026 →
Reported value
$56.89B
−3.4% on the quarter before
Positions
3,244
461 new · 622 sold out
Top 10
9.7%
of the value
Est. gain
+$1.80B
on stocks held all quarter
Est. return
+5.5%
on those stocks since Q4 2016
Positions as of Mar 31, 2017, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 18% of the reported value, each sized by its share, colored by what the fund did with it since Q4 2016. Striped tiles are options.
Largest buys
Since Q4 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- SPDR S&P 500 ETF Tr~$452.3MAdded · 0.1% → 0.9%+1,918,785 shares
- Apple~$290.8MAdded · 0.9% → 1.7%+2,024,025 shares
- Schlumberger Ltd~$263.6MAdded · 0.0% → 0.5%+3,374,904 shares
- Johnson & Johnson~$254.0MAdded · 0.3% → 0.8%+2,038,980 shares
- Tjx Cos Inc New~$221.3MAdded · 0.3% → 0.7%+2,798,003 shares
- Delta Air Lines Inc Del~$174.2MAdded · 0.0% → 0.3%+3,789,392 shares
- Cognizant~$170.1MAdded · 0.0% → 0.3%+2,857,647 shares
- Sba Communications Corp New~$170.0MNew · 0.0% → 0.3%+1,412,458 shares
- Time Warner Inc~$167.3MAdded · 0.6% → 1.0%+1,712,260 shares
- Dell Technologies Inc~$164.7MAdded · 0.4% → 0.8%+2,569,655 shares
Largest sells
Since Q4 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Priceline Grp IncPUT~$357.1MCut · 0.9% → 0.5%−200,600 underlying
- Walt Disney Company (The)~$312.8MCut · 1.0% → 0.6%−2,758,330 shares
- Amazon~$307.1MCut · 0.7% → 0.3%−346,458 shares
- Yahoo Inc~$284.9MCut · 0.7% → 0.4%−6,138,952 shares
- Nvidia~$268.7MSold out · 0.5% → 0.0%−50,805,000 shares
- AlibabaPUT~$256.5MCut · 0.5% → 0.1%−2,378,600 underlying
- Priceline Grp IncCALL~$235.3MCut · 0.6% → 0.3%−132,200 underlying
- Alphabet~$205.5MCut · 0.7% → 0.4%−242,352 shares
- Bank Amer CorpPUT~$202.7MCut · 0.4% → 0.1%−8,591,300 underlying
- Fmc Technologies Inc~$197.1MSold out · 0.3% → 0.0%−5,548,699 shares
Holdings
As of Mar 31, 2017. Changes are in shares against Dec 31, 2016, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| AppleCOM · shares +43% · price +24.0% | 1.7% | $966.3M | +$130.9M | ||||||||
| Mcdonalds CorpCOM · shares −6.6% · price +6.5% | 1.2% | $709.1M | +$43.2M | ||||||||
| Time Warner IncCOM NEW · shares +44% · price +1.2% | 0.96% | $545.5M | +$4.6M | ||||||||
| NetflixCOM · shares −2.6% · price +19.4% | 0.95% | $543.0M | +$88.2M | ||||||||
| SPDR S&P 500 ETF TrTR UNIT · shares +559% · price +5.5% | 0.94% | $533.3M | +$4.2M | ||||||||
| Dell Technologies IncCOM CL V · shares +56% · price +16.6% | 0.80% | $457.4M | +$41.6M | ||||||||
| James Riv Group LtdCOM · shares 0% · price +3.2% | 0.80% | $454.2M | +$13.9M | ||||||||
| Johnson & JohnsonCOM · shares +134% · price +8.1% | 0.78% | $443.2M | +$14.2M | ||||||||
| Gilead Sciences IncCOM · shares +38% · price −5.2% | 0.76% | $433.6M | −$17.1M | ||||||||
| Nxp Semiconductors N VCOM · shares +49% · price +5.6% | 0.75% | $426.8M | +$15.2M | ||||||||
| Biogen IncCOM · shares −14% · price −3.6% | 0.75% | $426.3M | −$15.8M | ||||||||
| S&P Global IncCOM · shares +23% · price +21.6% | 0.72% | $408.8M | +$59.1M | ||||||||
| Tjx Cos Inc NewCOM · shares +141% · price +5.3% | 0.67% | $378.5M | +$7.9M | ||||||||
| Visa Inc.COM CL A · shares −27% · price +13.9% | 0.65% | $369.2M | +$45.1M | ||||||||
| Verisign IncCOM · shares +26% · price +14.5% | 0.63% | $361.1M | +$36.3M | ||||||||
| Hewlett Packard EnterpriseCOM · shares +27% · price +2.4% | 0.62% | $354.1M | +$6.6M | ||||||||
| Walt Disney Company (The)COM DISNEY · shares −48% · price +8.8% | 0.59% | $337.3M | +$27.3M | ||||||||
| AlphabetCAP STK CL C · shares −37% · price +7.5% | 0.58% | $329.7M | +$22.9M | ||||||||
| T Mobile Us IncCOM · shares +9.0% · price +12.3% | 0.56% | $319.3M | +$32.1M | ||||||||
| Comcast Corp NewCL A · shares +87% · price −45.6% | 0.54% | $305.7M | −$136.8M | ||||||||
| AT&TCOM · shares +79% · price −2.3% | 0.53% | $303.7M | −$4.0M | ||||||||
| Citigroup IncCOM NEW · shares +2.0% · price +0.7% | 0.53% | $302.3M | +$1.9M | ||||||||
| Amgen IncCOM · shares +26% · price +12.2% | 0.50% | $284.9M | +$24.5M | ||||||||
| United Technologies CorpCOM · shares +2.2% · price +2.4% | 0.49% | $280.2M | +$6.3M | ||||||||
| Priceline Grp IncPUTCOM NEW · shares −56% | 0.49% | $279.8M | — | ||||||||
| Total · 3,244 positions | 100% | $56.89B | +$1.80B |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q4 2016 to Q1 2017: 2,093 stocks held throughout, up $1.80B (+5.5%).
- Apple+$130.9M+24%
- Netflix+$88.2M+19%
- S&P Global Inc+$59.1M+22%
- Visa Inc.+$45.1M+14%
- Mcdonalds Corp+$43.2M+6%
- Gilead Sciences Inc−$17.1M−5%
- Qualcomm−$22.6M−12%
- Qep Res Inc−$23.0M−31%
- Anadarko Pete Corp−$26.0M−11%
- Comcast Corp New−$136.8M−46%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 4 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |