13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q4 2019. See the latest, Q2 2026 →
Reported value
$87.45B
+7.7% on the quarter before
Positions
3,924
605 new · 447 sold out
Top 10
10.1%
of the value
Est. gain
+$3.96B
on stocks held all quarter
Est. return
+8.7%
on those stocks since Q3 2019
Positions as of Dec 31, 2019, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 17% of the reported value, each sized by its share, colored by what the fund did with it since Q3 2019. Striped tiles are options.
Largest buys
Since Q3 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Emerson Electric~$577.4MAdded · 0.0% → 0.7%+7,571,322 shares
- Amazon~$538.0MAdded · 0.7% → 1.3%+291,161 shares
- Tesla~$500.7MNew · 0.0% → 0.6%+1,196,882 shares
- Netflix~$351.5MAdded · 0.0% → 0.4%+1,086,436 shares
- Adobe~$341.5MAdded · 0.3% → 0.7%+1,035,546 shares
- Apple~$289.2MAdded · 0.9% → 1.4%+984,694 shares
- General Electric Co~$278.5MAdded · 0.0% → 0.4%+24,952,492 shares
- Mastercard~$253.1MAdded · 0.1% → 0.4%+847,786 shares
- AMD~$245.2MAdded · 0.0% → 0.3%+5,346,250 shares
- Dupont De Nemours Inc~$206.2MAdded · 0.1% → 0.4%+3,212,378 shares
Largest sells
Since Q3 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Alibaba~$945.2MCut · 1.3% → 0.5%−4,456,584 shares
- Nvidia~$485.0MCut · 0.6% → 0.2%−2,061,349 shares
- Celgene Corp~$459.5MSold out · 0.6% → 0.0%−4,627,564 shares
- Conocophillips~$344.2MCut · 1.0% → 0.7%−5,292,676 shares
- Biogen Inc~$322.0MCut · 0.8% → 0.5%−1,085,030 shares
- Intel~$275.8MCut · 0.5% → 0.3%−4,608,725 shares
- Amgen Inc~$236.4MCut · 0.3% → 0.1%−980,762 shares
- Unitedhealth Group Inc~$199.0MCut · 0.3% → 0.1%−676,956 shares
- Johnson & Johnson~$196.1MCut · 1.2% → 1.0%−1,344,557 shares
- Ishares Tr~$185.5MCut · 0.4% → 0.1%−2,109,097 shares
Holdings
As of Dec 31, 2019. Changes are in shares against Sep 30, 2019, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| AppleCOM · shares +31% · price +31.1% | 1.4% | $1.23B | +$222.1M | ||||||||
| MicrosoftCOM · shares −13% · price +13.4% | 1.3% | $1.15B | +$135.6M | ||||||||
| AmazonCOM · shares +94% · price +6.4% | 1.3% | $1.11B | +$34.6M | ||||||||
| Lowes Cos IncCOM · shares −6.3% · price +8.9% | 1.2% | $1.05B | +$85.5M | ||||||||
| AmazonPUTCOM · shares +10% | 1.0% | $899.7M | — | ||||||||
| Johnson & JohnsonCOM · shares −18% · price +12.7% | 1.0% | $892.0M | +$100.8M | ||||||||
| Verisign IncCOM · shares +4.6% · price +2.1% | 0.74% | $650.8M | +$13.1M | ||||||||
| AdobeCOM · shares +114% · price +19.4% | 0.73% | $640.3M | +$48.5M | ||||||||
| ConocophillipsCOM · shares −35% · price +14.1% | 0.72% | $625.4M | +$77.4M | ||||||||
| Emerson ElectricCOM · shares +1,297% · price +14.1% | 0.71% | $621.9M | +$5.5M | ||||||||
| Citigroup IncCOM NEW · shares −3.6% · price +15.6% | 0.60% | $522.3M | +$70.7M | ||||||||
| Visa Inc.COM CL A · shares −15% · price +9.2% | 0.58% | $509.3M | +$43.1M | ||||||||
| TeslaCOM · shares New | 0.57% | $500.7M | — | ||||||||
| MetaCL A · shares +7.4% · price +15.3% | 0.57% | $495.2M | +$61.1M | ||||||||
| Biogen IncCOM · shares −41% · price +27.5% | 0.54% | $470.0M | +$101.2M | ||||||||
| Costco Whsl Corp NewCOM · shares +75% · price +2.0% | 0.52% | $450.4M | +$5.1M | ||||||||
| Agilent Technologies IncCOM · shares −0.7% · price +11.3% | 0.49% | $427.2M | +$43.5M | ||||||||
| PayPalCOM · shares −4.7% · price +4.4% | 0.47% | $407.3M | +$17.2M | ||||||||
| Royal Caribbean Cruises LtdCOM · shares −3.1% · price +23.2% | 0.47% | $407.0M | +$76.8M | ||||||||
| AlibabaSPONSORED ADS · shares −70% · price +26.8% | 0.46% | $398.0M | +$84.2M | ||||||||
| Colgate Palmolive CoCOM · shares +37% · price −6.4% | 0.46% | $398.0M | −$19.7M | ||||||||
| AlibabaPUTSPONSORED ADS · shares −4.2% | 0.45% | $394.7M | — | ||||||||
| NetflixCOM · shares +843% · price +20.9% | 0.45% | $393.2M | +$7.2M | ||||||||
| Abbvie IncCOM · shares −22% · price +16.9% | 0.41% | $362.7M | +$52.5M | ||||||||
| DocuSignCOM · shares +36% · price +19.7% | 0.41% | $360.8M | +$43.8M | ||||||||
| Total · 3,924 positions | 100% | $87.45B | +$3.96B |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q3 2019 to Q4 2019: 2,200 stocks held throughout, up $3.96B (+8.7%).
- Apple+$222.1M+31%
- Microsoft+$135.6M+13%
- Biogen Inc+$101.2M+27%
- Johnson & Johnson+$100.8M+13%
- Lowes Cos Inc+$85.5M+9%
- Etsy Inc−$16.1M−22%
- Colgate Palmolive Co−$19.7M−6%
- Spirit Aerosystems Hldgs Inc−$21.6M−11%
- Mcdonalds Corp−$22.3M−8%
- Twitter Inc−$49.7M−22%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 12 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |