13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q3 2019. See the latest, Q2 2026 →
Reported value
$81.21B
+1.3% on the quarter before
Positions
3,766
580 new · 446 sold out
Top 10
10.2%
of the value
Est. gain
−$490.6M
on stocks held all quarter
Est. return
−1.0%
on those stocks since Q2 2019
Positions as of Sep 30, 2019, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 18% of the reported value, each sized by its share, colored by what the fund did with it since Q2 2019. Striped tiles are options.
Largest buys
Since Q2 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- PayPal~$332.7MAdded · 0.1% → 0.5%+3,211,442 shares
- Microsoft~$310.7MAdded · 1.0% → 1.4%+2,234,563 shares
- Ishares Tr~$309.9MNew · 0.0% → 0.4%+3,554,658 shares
- Automatic Data Processing~$259.6MAdded · 0.2% → 0.5%+1,607,929 shares
- Citigroup Inc~$254.7MAdded · 0.3% → 0.6%+3,687,688 shares
- Marathon Pete CorpCALL~$247.6MAdded · 0.1% → 0.4%+4,074,900 underlying
- Lowes Cos Inc~$194.0MAdded · 1.0% → 1.3%+1,764,260 shares
- Adobe~$181.9MAdded · 0.1% → 0.3%+658,477 shares
- Johnson & Johnson~$178.3MAdded · 1.1% → 1.2%+1,378,199 shares
- Unitedhealth Group Inc~$175.3MAdded · 0.1% → 0.3%+806,769 shares
Largest sells
Since Q2 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Anadarko Pete Corp~$567.5MSold out · 0.7% → 0.0%−8,042,295 shares
- Fidelity Natl Information Sv~$409.7MCut · 0.6% → 0.2%−3,085,918 shares
- Medtronic Plc~$373.5MCut · 0.6% → 0.3%−3,438,934 shares
- Activision Blizzard Inc~$288.3MCut · 0.4% → 0.1%−5,447,268 shares
- Amazon~$277.7MCut · 1.1% → 0.7%−159,993 shares
- Wells Fargo Co New~$249.1MCut · 0.7% → 0.4%−4,938,947 shares
- T Mobile Us Inc~$219.5MCut · 0.3% → 0.0%−2,786,687 shares
- Nvidia~$211.4MCut · 0.8% → 0.6%−1,214,247 shares
- Caterpillar Inc Del~$206.6MCut · 0.5% → 0.2%−1,635,790 shares
- Marathon Pete Corp~$206.6MCut · 0.4% → 0.2%−3,400,411 shares
Holdings
As of Sep 30, 2019. Changes are in shares against Jun 30, 2019, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| MicrosoftCOM · shares +37% · price +3.8% | 1.4% | $1.16B | +$30.9M | ||||||||
| AlibabaSPONSORED ADS · shares +2.2% · price −1.3% | 1.3% | $1.06B | −$13.8M | ||||||||
| Lowes Cos IncCOM · shares +23% · price +9.0% | 1.3% | $1.02B | +$68.3M | ||||||||
| Johnson & JohnsonCOM · shares +23% · price −7.1% | 1.2% | $965.1M | −$60.2M | ||||||||
| ConocophillipsCOM · shares +15% · price −6.6% | 1.0% | $849.5M | −$52.2M | ||||||||
| AmazonPUTCOM · shares +17% | 0.94% | $767.3M | — | ||||||||
| AppleCOM · shares −8.8% · price +13.2% | 0.88% | $714.0M | +$83.0M | ||||||||
| Biogen IncCOM · shares +3.7% · price −0.4% | 0.77% | $621.4M | −$2.7M | ||||||||
| Verisign IncCOM · shares +0.04% · price −9.8% | 0.75% | $608.8M | −$66.2M | ||||||||
| Visa Inc.COM CL A · shares +20% · price −0.9% | 0.68% | $548.9M | −$4.1M | ||||||||
| AmazonCOM · shares −34% · price −8.3% | 0.66% | $536.7M | −$48.8M | ||||||||
| NvidiaCOM · shares −31% · price +6.0% | 0.58% | $469.5M | +$26.5M | ||||||||
| Citigroup IncCOM NEW · shares +119% · price −1.4% | 0.58% | $468.4M | −$2.9M | ||||||||
| Celgene CorpCOM · shares +26% · price +7.4% | 0.57% | $459.5M | +$25.2M | ||||||||
| Walmart IncCOM · shares +60% · price +7.4% | 0.57% | $459.0M | +$19.8M | ||||||||
| IntelCOM · shares +45% · price +7.6% | 0.54% | $441.6M | +$21.6M | ||||||||
| Mcdonalds CorpCOM · shares +5.9% · price +3.4% | 0.52% | $425.1M | +$13.2M | ||||||||
| PayPalCOM · shares +434% · price −9.5% | 0.50% | $409.3M | −$8.0M | ||||||||
| Booking Hldgs IncCOM · shares +15% · price +4.7% | 0.50% | $406.5M | +$15.9M | ||||||||
| MetaCL A · shares +19% · price −7.7% | 0.49% | $400.2M | −$28.1M | ||||||||
| Abbvie IncCOM · shares −18% · price +4.1% | 0.49% | $399.2M | +$15.8M | ||||||||
| Agilent Technologies IncCOM · shares +2.7% · price +2.6% | 0.48% | $386.4M | +$9.6M | ||||||||
| Automatic Data ProcessingCOM · shares +217% · price −2.4% | 0.47% | $379.0M | −$2.9M | ||||||||
| Starbucks CorpCOM · shares −14% · price +5.5% | 0.45% | $363.3M | +$18.9M | ||||||||
| Pepsico IncCOM · shares +33% · price +4.6% | 0.44% | $358.4M | +$11.7M | ||||||||
| Total · 3,766 positions | 100% | $81.21B | −$490.6M |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q2 2019 to Q3 2019: 2,191 stocks held throughout, down $490.6M (−1.0%).
- Apple+$83.0M+13%
- Lowes Cos Inc+$68.3M+9%
- Twitter Inc+$51.7M+18%
- Fluor Corp New24:1 split+$48.3M+1,263%
- Nevro Corp+$43.7M+33%
- Johnson & Johnson−$60.2M−7%
- Wayfair Inc−$63.0M−23%
- Verisign Inc−$66.2M−10%
- Dxc Technology Co−$73.9M−47%
- Pg&E Corp−$95.4M−56%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 13 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |