13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q4 2016. See the latest, Q2 2026 →
Reported value
$58.87B
+3.9% on the quarter before
Positions
3,405
492 new · 429 sold out
Top 10
8.8%
of the value
Est. gain
+$779.5M
on stocks held all quarter
Est. return
+2.6%
on those stocks since Q3 2016
Positions as of Dec 31, 2016, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 16% of the reported value, each sized by its share, colored by what the fund did with it since Q3 2016. Striped tiles are options.
Largest buys
Since Q3 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Netflix~$426.5MAdded · 0.1% → 0.8%+3,445,377 shares
- Nxp Semiconductors N V~$266.7MAdded · 0.0% → 0.5%+2,721,411 shares
- Medtronic Plc~$245.4MAdded · 0.0% → 0.4%+3,445,093 shares
- Gilead Sciences Inc~$244.1MAdded · 0.2% → 0.6%+3,408,774 shares
- Hewlett Packard Enterprise~$212.9MAdded · 0.1% → 0.5%+9,199,722 shares
- T Mobile Us Inc~$210.3MAdded · 0.1% → 0.4%+3,657,066 shares
- Alphabet~$168.3MAdded · 0.6% → 0.8%+218,056 shares
- Deere & Co~$147.3MNew · 0.0% → 0.3%+1,429,259 shares
- Amgen Inc~$144.9MAdded · 0.1% → 0.3%+990,998 shares
- Alphabet~$139.8MAdded · 0.5% → 0.7%+176,427 shares
Largest sells
Since Q3 2016, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Amazon~$406.0MCut · 1.6% → 0.7%−541,398 shares
- Cvs Health Corp~$381.0MCut · 1.1% → 0.3%−4,827,644 shares
- Linkedin Corp~$322.6MSold out · 0.6% → 0.0%−1,687,934 shares
- Wells Fargo & Co New~$307.4MCut · 0.5% → 0.1%−5,577,901 shares
- Vmware Inc~$268.2MCut · 0.6% → 0.2%−3,406,065 shares
- Humana Inc~$265.2MCut · 0.8% → 0.4%−1,299,941 shares
- Home Depot Inc~$242.4MCut · 0.5% → 0.0%−1,808,227 shares
- Apple~$229.5MCut · 1.3% → 0.9%−1,981,149 shares
- Applied Materials~$199.3MCut · 0.6% → 0.3%−6,175,339 shares
- Twenty First Centy Fox Inc~$198.0MCut · 0.4% → 0.1%−7,062,666 shares
Holdings
As of Dec 31, 2016. Changes are in shares against Sep 30, 2016, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mcdonalds CorpCOM · shares +24% · price +5.5% | 1.2% | $712.9M | +$30.1M | ||||||||
| Walt Disney Company (The)COM DISNEY · shares +29% · price +12.2% | 1.0% | $597.5M | +$50.6M | ||||||||
| AppleCOM · shares −30% · price +2.5% | 0.93% | $544.6M | +$13.0M | ||||||||
| Priceline Grp IncPUTCOM NEW · shares −7.3% | 0.89% | $524.6M | — | ||||||||
| Biogen IncCOM · shares +12% · price −9.4% | 0.87% | $513.6M | −$47.5M | ||||||||
| AlphabetCAP STK CL C · shares +53% · price −0.7% | 0.83% | $487.2M | −$2.3M | ||||||||
| NetflixCOM · shares +1,052% · price +25.6% | 0.79% | $467.1M | +$8.3M | ||||||||
| Visa Inc.COM CL A · shares −6.3% · price −5.7% | 0.75% | $444.3M | −$26.7M | ||||||||
| James Riv Group LtdCOM · shares −25% · price +14.8% | 0.75% | $440.3M | +$56.7M | ||||||||
| AlphabetCAP STK CL A · shares +49% · price −1.4% | 0.72% | $426.3M | −$4.2M | ||||||||
| Yahoo IncCOM · shares +32% · price −10.3% | 0.71% | $416.4M | −$36.2M | ||||||||
| AmazonCOM · shares −50% · price −10.4% | 0.69% | $404.5M | −$47.2M | ||||||||
| Time Warner IncCOM NEW · shares +35% · price +21.3% | 0.63% | $373.6M | +$48.6M | ||||||||
| Wal-Mart Stores IncCOM · shares −25% · price −4.2% | 0.61% | $356.4M | −$15.5M | ||||||||
| Priceline Grp IncCALLCOM NEW · shares −2.3% | 0.58% | $343.1M | — | ||||||||
| Gilead Sciences IncCOM · shares +279% · price −9.5% | 0.56% | $331.5M | −$9.2M | ||||||||
| Berkshire Hathaway Inc DelCL B NEW · shares −14% · price +12.8% | 0.55% | $326.5M | +$37.1M | ||||||||
| Synchrony FinlCOM · shares +3.3% · price +29.5% | 0.51% | $301.7M | +$66.6M | ||||||||
| Comcast Corp NewCL A · shares +17% · price +4.1% | 0.51% | $300.2M | +$10.1M | ||||||||
| Citigroup IncCOM NEW · shares +7.5% · price +25.8% | 0.50% | $294.4M | +$56.2M | ||||||||
| S&P Global IncCOM · shares +73% · price −15.0% | 0.47% | $273.9M | −$27.9M | ||||||||
| AlibabaPUTSPONSORED ADS · shares +88% | 0.46% | $272.8M | — | ||||||||
| Hewlett Packard EnterpriseCOM · shares +360% · price +1.7% | 0.46% | $272.1M | +$997,201 | ||||||||
| Nxp Semiconductors N VCOM · shares +5,213% · price −3.9% | 0.46% | $271.8M | −$208,275 | ||||||||
| NvidiaNOTE · shares 0% · price +55.2% | 0.46% | $268.7M | — | ||||||||
| Total · 3,405 positions | 100% | $58.87B | +$779.5M |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q3 2016 to Q4 2016: 2,102 stocks held throughout, up $779.5M (+2.6%).
- Synchrony Finl+$66.6M+30%
- James Riv Group Ltd+$56.7M+15%
- Citigroup Inc+$56.2M+26%
- Walt Disney Company (The)+$50.6M+12%
- Time Warner Inc+$48.6M+21%
- Herbalife Ltd−$30.2M−22%
- Yum Brands Inc−$34.0M−30%
- Yahoo Inc−$36.2M−10%
- Amazon−$47.2M−10%
- Biogen Inc−$47.5M−9%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 3 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |