13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q3 2021. See the latest, Q2 2026 →
Reported value
$110.81B
−4.4% on the quarter before
Positions
4,923
962 new · 758 sold out
Top 10
9.2%
of the value
Est. gain
−$1.37B
on stocks held all quarter
Est. return
−2.5%
on those stocks since Q2 2021
Positions as of Sep 30, 2021, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 16% of the reported value, each sized by its share, colored by what the fund did with it since Q2 2021. Striped tiles are options.
Largest buys
Since Q2 2021, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Activision Blizzard Inc~$700.6MAdded · 0.1% → 0.7%+9,052,709 shares
- Booking Holdings Inc~$502.8MAdded · 0.4% → 0.9%+211,797 shares
- Alibaba~$443.1MAdded · 0.0% → 0.4%+2,992,606 shares
- Xilinx Inc~$388.6MAdded · 0.2% → 0.6%+2,573,398 shares
- Chipotle Mexican Grill Inc~$267.3MAdded · 0.0% → 0.3%+147,043 shares
- Caterpillar Inc~$262.7MAdded · 0.0% → 0.3%+1,368,570 shares
- Zscaler~$243.9MNew · 0.0% → 0.2%+133,635,000 shares
- Sea~$205.8MNew · 0.0% → 0.2%+645,697 shares
- MicrosoftCALL~$203.3MNew · 0.0% → 0.2%+721,300 underlying
- Twitter Inc~$197.4MAdded · 0.0% → 0.2%+3,268,301 shares
Largest sells
Since Q2 2021, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Apple~$1.03BCut · 2.0% → 1.3%−7,260,798 shares
- Amazon~$462.7MCut · 1.1% → 0.7%−140,849 shares
- Alphabet~$435.5MCut · 0.8% → 0.6%−162,908 shares
- Salesforce~$387.2MCut · 0.4% → 0.1%−1,427,467 shares
- Moderna Inc~$354.3MCut · 0.3% → 0.3%−920,545 shares
- Qualcomm~$319.7MCut · 0.7% → 0.4%−2,478,724 shares
- Costco Whsl Corp New~$302.8MCut · 0.5% → 0.3%−673,810 shares
- Block~$302.6MCut · 0.4% → 0.1%−1,261,713 shares
- Roku Inc~$275.9MCut · 0.4% → 0.0%−880,371 shares
- Shopify Inc~$268.4MCut · 0.4% → 0.1%−197,962 shares
Holdings
As of Sep 30, 2021. Changes are in shares against Jun 30, 2021, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| MicrosoftCOM · shares +9.4% · price +4.1% | 1.6% | $1.81B | +$64.5M | ||||||||
| AppleCOM · shares −42% · price +3.3% | 1.3% | $1.41B | +$45.1M | ||||||||
| TeslaCOM · shares −17% · price +14.1% | 0.94% | $1.04B | +$128.1M | ||||||||
| TeslaPUTCOM · shares −9.5% | 0.93% | $1.03B | — | ||||||||
| AmazonPUTCOM · shares +21% | 0.91% | $1.01B | — | ||||||||
| Booking Holdings IncCOM · shares +107% · price +8.5% | 0.88% | $974.6M | +$36.9M | ||||||||
| AmazonCOM · shares −38% · price −4.5% | 0.69% | $767.1M | −$36.2M | ||||||||
| Activision Blizzard IncCOM · shares +1,083% · price −18.9% | 0.69% | $765.3M | −$15.1M | ||||||||
| NvidiaCOM · shares +15% · price +3.6% | 0.68% | $758.9M | +$22.8M | ||||||||
| NetflixCOM · shares −4.9% · price +15.5% | 0.62% | $686.2M | +$92.3M | ||||||||
| SnapCL A · shares −13% · price +8.4% | 0.60% | $662.3M | +$51.4M | ||||||||
| Xilinx IncCOM · shares +159% · price +4.4% | 0.57% | $632.4M | +$10.3M | ||||||||
| Marathon Pete CorpCOM · shares +14% · price +2.3% | 0.57% | $631.2M | +$12.5M | ||||||||
| AlphabetCAP STK CL A · shares −41% · price +9.5% | 0.57% | $627.2M | +$54.4M | ||||||||
| Walmart IncCOM · shares −18% · price −1.2% | 0.56% | $618.2M | −$7.3M | ||||||||
| MastercardCL A · shares +11% · price −4.8% | 0.54% | $593.8M | −$26.9M | ||||||||
| MercadoLibrePUTCOM · shares +4.9% | 0.52% | $571.8M | — | ||||||||
| BlockPUTCL A · shares +18% | 0.48% | $536.3M | — | ||||||||
| IntelCOM · shares +9.0% · price −5.1% | 0.48% | $532.2M | −$26.2M | ||||||||
| AlphabetCAP STK CL C · shares −27% · price +6.3% | 0.47% | $521.7M | +$31.1M | ||||||||
| CrowdStrikeCL A · shares −0.04% · price −2.2% | 0.47% | $517.7M | −$11.6M | ||||||||
| Walt Disney Company (The)COM · shares −23% · price −3.8% | 0.46% | $504.5M | −$19.7M | ||||||||
| UberCOM · shares +26% · price −10.6% | 0.43% | $473.7M | −$44.8M | ||||||||
| AlibabaSPONSORED ADS · shares +3,175% · price −34.7% | 0.41% | $457.0M | −$7.4M | ||||||||
| MercadoLibreCALLCOM · shares +2.2% | 0.41% | $456.6M | — | ||||||||
| Total · 4,923 positions | 100% | $110.81B | −$1.37B |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q2 2021 to Q3 2021: 2,766 stocks held throughout, down $1.37B (−2.5%).
- Tesla+$128.1M+14%
- Upstart+$123.8M+153%
- Moderna Inc+$113.0M+64%
- Netflix+$92.3M+16%
- Microsoft+$64.5M+4%
- Plug Power Inc−$65.1M−25%
- Stamps Com Inc1:10 split−$66.2M−84%
- Las Vegas Sands Corp−$94.1M−31%
- Zoom−$110.7M−32%
- Nio Inc−$121.5M−33%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 23 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |