13F filer · CIK 1009207 ↗
D. E. Shaw
You are looking at Q1 2020. See the latest, Q2 2026 →
Reported value
$64.09B
−27% on the quarter before
Positions
3,872
598 new · 650 sold out
Top 10
11.8%
of the value
Est. gain
−$9.94B
on stocks held all quarter
Est. return
−21.2%
on those stocks since Q4 2019
Positions as of Mar 31, 2020, from D. E. Shaw's 13F filing with the SEC. A 13F lists a manager's US-listed stocks and options at a quarter end and is filed up to 45 days later, so the fund may hold something else today. It leaves out short positions, cash and holdings outside the US.
Portfolio at a glance
- New
- Added
- Cut
- Same
- Options
The 24 largest positions, 20% of the reported value, each sized by its share, colored by what the fund did with it since Q4 2019. Striped tiles are options.
Largest buys
Since Q4 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Apple~$315.0MAdded · 1.4% → 2.1%+1,238,752 shares
- Verizon Communications Inc~$289.2MAdded · 0.4% → 0.9%+5,382,947 shares
- Procter & Gamble Co~$287.6MAdded · 0.3% → 0.8%+2,614,230 shares
- Pfizer Inc~$272.2MAdded · 0.2% → 0.6%+8,338,430 shares
- Microsoft~$259.4MAdded · 1.3% → 2.2%+1,644,563 shares
- Merck & Co. Inc~$223.1MAdded · 0.2% → 0.6%+2,899,596 shares
- Charter Communications Inc N~$204.7MAdded · 0.0% → 0.3%+469,249 shares
- Jpmorgan Chase & Co~$197.0MAdded · 0.1% → 0.4%+2,187,932 shares
- Cvs Health Corp~$188.8MAdded · 0.1% → 0.4%+3,181,966 shares
- Tiffany & Co New~$168.5MAdded · 0.0% → 0.3%+1,301,477 shares
Largest sells
Since Q4 2019, by estimated size: the change in shares at the quarter-end price, since a 13F gives no trade prices. Percentages are the position's share of the portfolio, before and after.
- Tesla~$619.3MCut · 0.6% → 0.0%−1,181,973 shares
- AmazonPUT~$465.0MCut · 1.0% → 0.8%−238,500 underlying
- Biogen Inc~$369.4MCut · 0.5% → 0.2%−1,167,480 shares
- Amazon~$340.8MCut · 1.3% → 1.3%−174,789 shares
- Netflix~$308.9MCut · 0.4% → 0.2%−822,622 shares
- Emerson Electric~$306.3MCut · 0.7% → 0.1%−6,427,895 shares
- PayPal~$302.4MCut · 0.5% → 0.1%−3,159,011 shares
- Gilead Sciences Inc~$290.2MCut · 0.4% → 0.1%−3,881,635 shares
- Adobe~$251.1MCut · 0.7% → 0.6%−789,137 shares
- AmazonCALL~$213.3MCut · 0.3% → 0.1%−109,400 underlying
Holdings
As of Mar 31, 2020. Changes are in shares against Dec 31, 2019, so a price move alone never reads as a buy or a sale.
| Holding | Value | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| MicrosoftCOM · shares +23% · price +0.0% | 2.2% | $1.41B | +$72,963 | ||||||||
| AppleCOM · shares +30% · price −13.4% | 2.1% | $1.38B | −$164.2M | ||||||||
| AmazonCOM · shares −29% · price +5.5% | 1.3% | $829.7M | +$43.4M | ||||||||
| Johnson & JohnsonCOM · shares −14% · price −10.1% | 1.1% | $692.4M | −$77.8M | ||||||||
| Lowes Cos IncCOM · shares −16% · price −28.1% | 0.98% | $628.3M | −$246.1M | ||||||||
| Verizon Communications IncCOM · shares +106% · price −12.5% | 0.88% | $563.0M | −$39.1M | ||||||||
| Costco Whsl Corp NewCOM · shares +27% · price −3.0% | 0.86% | $553.6M | −$13.5M | ||||||||
| Verisign IncCOM · shares −14% · price −6.5% | 0.81% | $520.5M | −$36.4M | ||||||||
| Procter & Gamble CoCOM · shares +135% · price −11.9% | 0.78% | $500.3M | −$28.8M | ||||||||
| AmazonPUTCOM · shares −49% | 0.76% | $484.3M | — | ||||||||
| AlibabaSPONSORED ADS · shares +17% · price −8.3% | 0.67% | $427.6M | −$33.1M | ||||||||
| Merck & Co. IncCOM · shares +125% · price −15.4% | 0.63% | $401.7M | −$32.5M | ||||||||
| Pfizer IncCOM · shares +245% · price −16.7% | 0.60% | $383.4M | −$22.3M | ||||||||
| Citigroup IncCOM NEW · shares +35% · price −47.3% | 0.58% | $371.4M | −$247.0M | ||||||||
| Intercontinental Exchange InCOM · shares +30% · price −12.7% | 0.58% | $368.9M | −$41.3M | ||||||||
| DocuSignCOM · shares −18% · price +24.7% | 0.57% | $368.0M | +$72.8M | ||||||||
| AdobeCOM · shares −41% · price −3.5% | 0.57% | $366.7M | −$13.3M | ||||||||
| Agilent Technologies IncCOM · shares −2.3% · price −16.0% | 0.55% | $350.3M | −$67.0M | ||||||||
| Exxon Mobil CorpCOM · shares −1.9% · price +553.0% | 0.53% | $341.3M | +$289.0M | ||||||||
| NvidiaCOM · shares +100% · price +12.0% | 0.52% | $334.9M | +$18.0M | ||||||||
| AlphabetCAP STK CL A · shares +32% · price −13.2% | 0.52% | $333.8M | −$38.6M | ||||||||
| Visa Inc.COM CL A · shares −24% · price −14.3% | 0.52% | $333.6M | −$55.5M | ||||||||
| Starbucks CorpCOM · shares +32% · price −25.2% | 0.51% | $326.4M | −$83.2M | ||||||||
| AMDCOM · shares +18% · price −0.8% | 0.51% | $324.5M | −$2.3M | ||||||||
| MastercardCL A · shares +24% · price −19.1% | 0.50% | $321.9M | −$61.2M | ||||||||
| Total · 3,872 positions | 100% | $64.09B | −$9.94B |
Price is a stock's reported value over its shares at the quarter end. The estimated gain is the shares held at both quarter ends times the change in that price: shares bought or sold during the quarter add nothing, options are left out, and a stock split is read into the earlier share count and price.
What made money
From Q4 2019 to Q1 2020: 2,211 stocks held throughout, down $9.94B (−21.2%).
- Exxon Mobil Corp12:1 split+$289.0M+553%
- Us Bancorp Del8:1 split+$82.5M+365%
- DocuSign+$72.8M+25%
- Stamps Com Inc+$53.0M+56%
- Anheuser Busch Inbev Sa/Nv59:1 split+$50.4M+3,073%
- Arconic Inc−$147.4M−48%
- Apple−$164.2M−13%
- Lowes Cos Inc−$246.1M−28%
- Citigroup Inc−$247.0M−47%
- Conocophillips−$329.2M−53%
Estimated as in the holdings table: shares held at both quarter ends times the change in price; options left out, 90 splits read into the share counts.
Reported value by quarter
The total value of each quarter's 13F at that quarter end. It moves with prices as well as with buying and selling. Pick a quarter to see what the fund held then.
Every quarter's filing
| Quarter | Reported value | Filing | |
|---|---|---|---|
| Q2 2026 | Aug 14, 2026 | $210.20B+26% | SEC ↗ |
| Q1 2026 | May 15, 2026 | $166.31B−9% | SEC ↗ |
| Q4 2025 | Feb 17, 2026 | $182.42B+3% | SEC ↗ |
| Q3 2025 | Nov 14, 2025 | $177.16B+26% | SEC ↗ |
| Q2 2025 | Aug 14, 2025 | $141.06B+26% | SEC ↗ |
| Q1 2025 | May 15, 2025 | $112.35B−18% | SEC ↗ |
| Q4 2024 | Feb 14, 2025 | $136.27B+17% | SEC ↗ |
| Q3 2024 | Nov 14, 2024 | $116.49B+9% | SEC ↗ |
| Q2 2024 | Aug 14, 2024 | $106.92B−8% | SEC ↗ |
| Q1 2024 | May 15, 2024 (amended) | $116.85B+2% | SEC ↗ |
| Q4 2023 | Feb 14, 2024 (amended) | $114.44B+19% | SEC ↗ |
| Q3 2023 | Nov 14, 2023 | $95.78B−2% | SEC ↗ |
| Q2 2023 | Aug 14, 2023 | $97.90B+5% | SEC ↗ |
| Q1 2023 | May 15, 2023 | $93.41B+3% | SEC ↗ |
| Q4 2022 | Feb 14, 2023 | $90.48B+8% | SEC ↗ |
| Q3 2022 | Nov 14, 2022 | $83.73B−2% | SEC ↗ |
| Q2 2022 | Aug 15, 2022 | $85.30B−20% | SEC ↗ |
| Q1 2022 | May 16, 2022 | $106.83B−11% | SEC ↗ |
| Q4 2021 | Feb 14, 2022 | $120.60B+9% | SEC ↗ |
| Q3 2021 | Nov 15, 2021 | $110.81B−4% | SEC ↗ |
| Q2 2021 | Aug 16, 2021 | $115.86B+12% | SEC ↗ |
| Q1 2021 | May 17, 2021 | $103.59B−7% | SEC ↗ |
| Q4 2020 | Feb 16, 2021 | $111.85B+14% | SEC ↗ |
| Q3 2020 | Nov 16, 2020 | $97.71B+16% | SEC ↗ |
| Q2 2020 | Aug 14, 2020 | $83.95B+31% | SEC ↗ |
| Q1 2020 | May 15, 2020 | $64.09B−27% | SEC ↗ |
| Q4 2019 | Feb 14, 2020 | $87.45B+8% | SEC ↗ |
| Q3 2019 | Nov 14, 2019 | $81.21B+1% | SEC ↗ |
| Q2 2019 | Aug 14, 2019 | $80.19B+4% | SEC ↗ |
| Q1 2019 | May 15, 2019 | $77.39B+7% | SEC ↗ |
| Q4 2018 | Feb 14, 2019 | $72.58B−13% | SEC ↗ |
| Q3 2018 | Nov 14, 2018 | $83.24B+9% | SEC ↗ |
| Q2 2018 | Aug 14, 2018 | $76.66B+4% | SEC ↗ |
| Q1 2018 | May 15, 2018 | $73.46B+1% | SEC ↗ |
| Q4 2017 | Feb 14, 2018 | $72.62B+12% | SEC ↗ |
| Q3 2017 | Nov 14, 2017 | $65.09B+8% | SEC ↗ |
| Q2 2017 | Aug 14, 2017 | $60.46B+6% | SEC ↗ |
| Q1 2017 | May 15, 2017 | $56.89B−3% | SEC ↗ |
| Q4 2016 | Feb 14, 2017 | $58.87B+4% | SEC ↗ |
| Q3 2016 | Nov 14, 2016 | $56.68B+5% | SEC ↗ |
| Q2 2016 | Aug 15, 2016 | $54.23B−3% | SEC ↗ |
| Q1 2016 | May 16, 2016 | $55.73B | SEC ↗ |